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How can I obtain information about the taxability of my security?

Tax implications will depend on each security owner's individual standing. Security owners should consult their tax advisor, tax attorney, or the Internal Revenue Service to clarify their individual position. Deutsche Bank Corporate Trust & Agency Services cannot and will not offer any advice regarding tax implications or a security owner’s tax standing.

How do I report this on my tax return?

For instructions or advice on any tax filing and reporting we suggest contacting a tax advisor, tax attorney or the Internal Revenue Service. Deutsche Bank Corporate Trust & Agency Services cannot and will not offer any advice regarding tax implications or a security owner’s tax standing.

I lost my 1099 form, how can I get another copy?

In order to obtain a copy of any tax form please contact our Security Holder Relations department and we will be happy to supply you with another copy.

What is a 1042-S?

A 1042-S is a form used to report payments subject to withholding under Chapter 3 of the IRS code, including interest, dividends, royalties, pensions, annuities and compensation for personal services. These forms are sent to the recipient by Deutsche Bank by March 15th.

What is a 1099-B?

A 1099-B is a form used to report the sale or redemption of securities, futures transactions, commodities and barter exchange transactions. These forms are sent to the recipient by Deutsche Bank by January 31st.

What is a 1099-DIV?

A 1099-DIV is a form used to report distributions such as dividends, capital gain distributions, nontaxable distributions that were paid on stock, and distributions in liquidation. These forms are sent to the recipient by Deutsche Bank by January 31st.

What is a 1099-INT?

A 1099-INT is a form used to report interest income. These forms are sent to the recipient by Deutsche Bank by January 31st.

What is a 1099-OID?

A 1099-OID is a form used to report the Original Issue Discount interest income. These forms are sent to the recipient by Deutsche Bank by January 31st.

What is a W-9?

A W - 9 is a form used to provide a correct tax identification number (TIN) to a financial institution, which has to report income generated for a holder to the IRS. A W - 9 can also verify a holder is not subject to back-up withholding.